At a Glance Guide to Ogier Regulatory Consulting

At a Glance Guide to Ogier Regulatory Consulting

At Ogier Regulatory Consulting, we have expertise in regulatory requirements, drawing on experience as regulators, advisors, policy makers and practitioner compliance officers.

5 things to know about Ogier Regulatory Consulting services

Advisory: Working alongside Ogier's global team of regulatory law specialists, our team provides regulatory advisory services including gap analysis, needs assessments, risk assessments and systems development

Audit (AML, Compliance): We act as independent auditors of compliance systems, also offering regulatory health checks and effectiveness reviews of any/all of your framework or systems

Training: Our team are experts in providing training for compliance teams, boards, C-Suite, risk managers, business development, and all employees

Remediation and monitoring: We identify applicable regulatory requirements and assist in the implementation of recommendations for the appropriate course of action. We then facilitate the approval of the work required by those responsible for governance. We can also assist with enhanced due diligence for high risk clients

AML Officer services: From our Caribbean and Asia offices, we can assume AML Officer appointments, for example AMLCO for licensed entities, and assist in building robust and sustainable compliance functions

5 things to know about the team

Diverse talent and experience: Our team is talented and experienced in supervision, compliance practice, regulatory policy making, education, audit, risk management and legal work, all of which are often simultaneously required in the regulatory compliance field

Global knowledge: Our team is based in the Caribbean and Channel Islands, which enables us to draw on the features of numerous jurisdictions and predict the changes in regimes emanating from international standards

Supporting strategy and risk management: We strive to position our clients in a place of control in the management of their regulatory and other risks

Aligning culture and governance: We are adaptive in our thinking and our approach, responding to each client's individual needs and situation

Focus on effectiveness: We find solutions and answers, resulting in the most effective system possible using the appropriate resources