Corporate Documents

• Formation document (e.g. Certificate of Formation)
• Constitutional document (e.g. Limited Partnership Agreement)
• General Partner and Limited Partner information (e.g. Register of General Partners, Register of Limited Partners, Certificate of Incumbency issued within recent three months)

Structure Chart

A structure chart on the ownership structure of its General Partner(s) including each intermediary layer(s) up to ultimate beneficial owner level, being confirmed by one of the below:

• General Partner
• Authorised signatory
• An advisor to the company (e.g. legal counsel, accountant, tax advisor, administrator, etc)
• Ultimate Beneficial Owners (UBOs) and Ultimate Effective Controllers (UECs)

Ownership and control

CDD documents are required for the below parties:

• Direct owners – limited partners, with a direct equity interest of 10%* or more
• Direct controllers – general partner(s)
• Ultimate owners – parties with an ultimate equity interest of 10%* or more (e.g. individuals or regulated/listed entities sitting above the direct owners)
• Ultimate controllers – parties able to exercise control (e.g. individual directors of a corporate general partner)
• Intermediate parties – any other parties sitting between direct owners/controllers and the ultimate owners/controllers

Ultimate Owners/Controllers

*Under the anti-money laundering regulations for Jersey, Guernsey, Luxembourg and UK, the threshold is 25%; and for all other jurisdictions is 10%. Please refer to our original e-mail request to see which jurisdictional rules apply.

The above mentioned should be submitted to us via one of the following methods: