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Investor Services

Our highly experienced and responsive team of experts provide a full range of services to meet investor's requirements. Speaking English, Cantonese and Mandarin, our professionals deliver a quick and efficient service.

Our team specialises in Investor anti-money laundering (AML) and Combating the Financing of Terrorism (CFT) regime requirements, Automatic Exchange of Information (AEOI) obligations, including US Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS), and Register and Transfer Agency services.

Investor Services

Investor onboarding

Receiving and reviewing investor subscription agreements to ensure completeness
Conducting investor KYC in accordance with the Anti-Money Laundering Regime of the Cayman Islands
Ongoing monitoring of investors in the fund, including periodic review of investor records in line with a risk based approach
Conducting AEOI due diligence on investors to identify the tax residency of each investor and to determine whether the interest held by that investor constitutes a “reportable account” under the tax transparency rules
Reviewing documentation for indicia and any inconsistencies between the self-certification forms

AEOI services for FATCA and CRS compliance

Registering each entity deemed to be a financial institution with the Internal Revenue Service (IRS) to obtain a Global Intermediary Identification Number (GIIN)
Submitting the required notification to the Cayman Islands Tax Information Authority (TIA) and acting as principal point of contact (PPoC) if required
Reporting the requisite information on each “reportable account” to the TIA prior to the applicable deadlines
Completing the CRS Compliance form for Reporting Financial Institution and submitting to the Cayman TIA
Completing and filing the requisite information on Reporting Financial Institution to the TIA prior to the applicable deadlines
Ensuring compliance with the requisite record keeping requirements

Registrar services

Updating and maintaining the register of investors or limited partnership interests.