Ogier Global, Investor Services

Ogier Global provides a dedicated investor services team, working with our partner-led legal teams to provide solutions for our clients. Our experienced and responsive team of English, Cantonese and Mandarin speaking professionals deliver a quick and efficient service.

To supplement our other offerings, it may be beneficial for clients to elect to delegate certain obligations under the AEOI and AML regime of the Cayman Islands to Ogier Global. These services can be provided separately or collectively with our other investor services.

Our range of services include:

Investor on-boarding, including:

  • Receiving and reviewing investor subscription agreements to ensure completeness
  • Conducting investor KYC in accordance with the Anti-Money Laundering Regime of the Cayman Islands
  • Ongoing monitoring of investors in the Fund, including periodic review of investor records in line with a risk based approach
  • Conducting AEOI due diligence on investors to identify the tax residency of each investor and to  determine whether the interest held by that investor constitutes a “reportable account” under the tax transparency rules
  • Reviewing documentation for indicia and any inconsistencies between the self-certification forms

AEOI Services for FATCA and CRS Compliance, including:

  • Registering each entity deemed to be a financial institution with the Internal Revenue Service (IRS) to obtain a Global Intermediary Identification Number (GIIN)
  • Submitting the required notification to the Cayman Islands Tax Information Authority (TIA) and acting as principal point of contact (PPoC) if required
  • Reporting the requisite information on each “reportable account” to the TIA prior to the applicable deadlines
  • Completing the CRS Compliance form for Reporting Financial Institution and submitting to the Cayman TIA
  • Completing and filing the requisite information on Reporting Financial Institution to the TIA prior to the applicable deadlines
  • Ensuring compliance with the requisite record keeping requirements

Registrar Services, including:

  • Updating and maintaining the register of investors or limited partnership interests

Related legal services